This example of a cover letter can be used as a template for any finance, banking or money management position. This cover letter is written in response to a specific Market Controller position.
We Work to Protect Investors. We set the bar high we are looking for interns that are strong academically, can bring results, and are committed to exceeding expectations. We need you to represent the highest standards of personal integrity and organizational values.
If you would like to contribute to our important mission and work collegially in a professional organization that values intelligence, integrity and initiative, then consider an Internship with FINRA. To be considered for this position, please submit your resume through our career site at www.
No phone calls please. Provide general assistance and support to the various sections within the Finance Department, specifically Accounting Operations, Financial Reporting, and Financial Planning.
Input data into the automated on-line accounting system. Prepare monthly account reconciliations. Post daily cash entries received. Learn and utilize PeopleSoft accounting package and related modules as part of all assigned duties Pull invoices and other supporting documentation as part of research of account reconciliations.
Assist with filing of journal entries and general organization of Finance files. Participate in review and mailing of invoices for Finance revenue streams. Assist with various Finance processing activities as assigned. Sophomore, Junior or Senior at an accredited university Currently seeking a B.
Plan to pursue career in Accounting or Finance subsequent to graduation.
Proficiency in Excel and Word preferred. Strong oral and written communication skills Work experience in a financial, brokerage or investment environment is a plus. Strong work ethic, positive attitude and professional demeanor.
Effective communication, time management, and organizational skills. Ability to work with others to meet deadlines. Ability to perform multiple tasks efficiently and accurately.
Normal office conditions The information provided above has been designed to indicate the general nature and level of work of the position. It is not a comprehensive inventory of all duties, responsibilities and qualifications required. To be considered for our Summer Internship Program, please submit the following to the Internship opportunity that is the best match to your ambitions: A cover letter i.
Note - A transcript is not required with your initial resume submission, but those students selected for an interview may be required to submit a transcript at that time.
FINRA strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRAs accommodation help line at Please note that this number is exclusively for inquiries regarding application accommodations.
Important Information FINRAs Code of Conduct imposes restrictions on employees investments and requires financial disclosures that are uniquely related to our role as a securities regulator. FINRA employees are required to disclose to FINRA all brokerage accounts that they maintain, and those in which they control trading or have a financial interest including any trust account of which they are a trustee or beneficiary and all accounts of a spouse, domestic partner or minor child who lives with the employee and to authorize their broker-dealers to provide FINRA with duplicate statements for all of those accounts.
All of those accounts are subject to the Codes investment and securities account restrictionsand new employees must comply with those investment restrictionsincluding disposing of any security issued by a company on FINRAs Prohibited Company List or obtaining a written waiver from their Executive Vice Presidentby the date they begin employment with FINRA.
Employees may only maintain securities accounts that must be disclosed to FINRA at one or more securities firms that provide an electronic feed e-feed of data to FINRA, and must move securities accounts from other securities firms to a firm that provides an e-feed within three months of beginning employment.
As standard practice, employees must also execute FINRAs Employee Confidentiality and Invention Assignment Agreement without qualification or modification and comply with the companys policy on nepotism. In its role as investor guardian, FINRA is informed, but not influenced, by the industry that it regulates.
FINRAs independent regulation plays a critical role in Americas financial systemall at no cost to taxpayers. FINRA touches virtually every aspect of the securities businessfrom registering and educating industry participants to examining securities firms; writing rules; enforcing those rules and the federal securities laws; informing and educating the investing public; providing trade reporting and other industry utilities; and administering the largest dispute resolution forum for investors and registered firms.
FINRA uses technology powerful enough to look across markets and detect potential abuses. Using a variety of data gathering techniques, we work to detect insider trading and any strategies firms or individuals use to gain an unfair advantage.Successful UBS Cover Letter contributed by a Cover Letter Library member for UBS Investment Banking Summer Internship.
By successfully selling my skills and myself to a partner in KPMG, I managed to get a month off-cycle Corporate Finance internship with their M&A Team.
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